DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Paul Charles Hill Jr
Feed of 09/15/2026
Also filed as Paul Charles Hill
At current firm
16 y
since Oct 29, 2009
In the industry
37 y
since Aug 24, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Oct 29, 2009 · Wellesley, Ma
- Td Ameritrade Investment Management, LLC formerAug 26, 2008 to Aug 17, 2009 · Providence, Ri
- Td Ameritrade, Inc. formerAug 26, 2008 to Aug 17, 2009 · Providence, Ri
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 8, 2006 to Aug 14, 2008 · Providence, Ri
- Advest, Inc. unclassifiedJul 22, 2005 to Mar 8, 2006 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Aug 17, 2009, registered Aug 26, 2008 (-356 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Aug 17, 2009, registered Aug 26, 2008 (-356 days) · channel change inside one enterprise, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Td Ameritrade Investment Management, LLCleft Aug 14, 2008, registered Aug 26, 2008 (12 days) · Other
- Advest, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address