RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• J•••• B•••••
- H•••••••• F••••• O••••• independent RIA currentsince Jun 21, 2023 · New York, Ny
- D••••••• S••••••••• L•• independent RIAJun 7, 2012 to Nov 30, 2022 · New York, Ny
- C••••• S••••• S••••••••• •••• L•• formerSep 27, 2006 to May 8, 2008 · New York, Ny
- R•••••••• S•••••••• I••• unclassifiedApr 13, 2001 to Jul 25, 2002 · New York, Ny
- D••••••• S••••••••• L•• to H•••••••• F••••• O•••••left Nov 30, 2022, registered Jun 21, 2023 (203 days) · RIA to RIA
- C••••• S••••• S••••••••• •••• L•• to D••••••• S••••••••• L••left May 8, 2008, registered Jun 7, 2012 (1491 days) · Other
- R•••••••• S•••••••• I••• to C••••• S••••• S••••••••• •••• L••left Jul 25, 2002, registered Sep 27, 2006 (1525 days) · Other
- N••••••• J•••• B••••• left D••••••• S••••••••• L•• for H•••••••• F••••• O••••• (registered 2023-06-21)Nov 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address