DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R••••• H•••••

C••••• I••••••••• A••••••• L••BD affiliatedSan Gabriel, Cadual registrantIAPD 1980325

Feed of 09/14/2026

At current firm

2 y

since Jun 24, 2024

In the industry

35 y

since Jun 14, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 24, 2024 · San Gabriel, Ca
R•• S••••••••• I••• BD affiliated
Apr 25, 2023 to Jun 26, 2024 · Los Angeles, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 25, 2017 to Apr 14, 2023 · El Monte, Ca
L•• F•••••••• L•• BD affiliated
Mar 1, 2017 to Sep 25, 2017 · El Monte, Ca
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Feb 28, 2017 · El Monte, Ca
C••••• I••••••••• S••••••• L•• former
Oct 3, 2007 to Jan 21, 2014 · Artesia, Ca
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Oct 20, 2005 to Sep 26, 2007 · Woodland Hls, Ca

Moves

a registration end followed by a registration begin elsewhere

R•• S••••••••• I••• to C••••• I••••••••• A••••••• L••
left Jun 26, 2024, registered Jun 24, 2024 (-2 days) · RIA to affiliated broker-dealer or bank
C••••• I••••••••• A••••••• L•• to R•• S••••••••• I•••
left Apr 14, 2023, registered Apr 25, 2023 (11 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Sep 25, 2017, registered Sep 25, 2017 (0 days) · Other · moved with a team
C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Feb 28, 2017, registered Mar 1, 2017 (1 days) · Other · moved with a team
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
N••••••••• M••••• I••••••••• S••••••••• to C••••• I••••••••• S••••••• L••
left Sep 26, 2007, registered Oct 3, 2007 (7 days) · Other

Signals

J••• R••••• H••••• left R•• S••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2024-06-24)
Jun 26, 2024 · Advisor changed firm · fact
J••• R••••• H••••• left C••••• I••••••••• A••••••• L•• for R•• S••••••••• I••• (registered 2023-04-25)
Apr 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address