RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• K• A•••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jul 7, 2026 · Alpharetta, Ga
- D•••••• L••• S••••• L•• formerJan 6, 2026 to Apr 3, 2026 · Rome, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 25, 2025 to Jul 10, 2026 · Cumming, Ga
- D•••••• L••• S••••• L•• formerJun 7, 2013 to Dec 31, 2025 · Rome, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 12, 2003 to Jun 5, 2013 · Cumming, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• to D•••••• L••• S••••• L••left Jul 10, 2026, registered Jan 6, 2026 (-185 days) · Affiliated broker-dealer or bank to independent RIA
- D•••••• L••• S••••• L•• to A••••••••• F•••••••• S•••••••• L••left Apr 3, 2026, registered Jul 7, 2026 (95 days) · RIA to affiliated broker-dealer or bank
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to D•••••• L••• S••••• L••left Jun 5, 2013, registered Jun 7, 2013 (2 days) · Other
- M•••••• K• A••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for D•••••• L••• S••••• L•• (registered 2026-01-06)Jul 10, 2026 · Advisor changed firm · fact
- M•••••• K• A••• left D•••••• L••• S••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-07-07)Apr 3, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address