DFX Intelligence
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Registered advisor
N••• F•••••• H•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as N••• F• H•••••
At current firm
0 y
since Jan 5, 2026
In the industry
19 y
since Oct 19, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 5, 2026 · Wheaton, Il
- L•• F•••••••• L•• BD affiliatedJul 14, 2023 to Dec 26, 2025 · Bloomingdale, Il
- B• R•••• W••••• A•••••••• I••• BD affiliatedFeb 21, 2019 to Jul 12, 2023 · Lombard, Il
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 16, 2014 to Feb 13, 2019 · Saint Charles, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJun 12, 2007 to May 16, 2014 · Montgomery, Il
- C•••• I••••••••• S••••••• C•••• formerOct 20, 2006 to Jun 4, 2007 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Dec 26, 2025, registered Jan 5, 2026 (10 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• A•••••••• I••• to L•• F•••••••• L••left Jul 12, 2023, registered Jul 14, 2023 (2 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to B• R•••• W••••• A•••••••• I•••left Feb 13, 2019, registered Feb 21, 2019 (8 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 16, 2014, registered Jul 16, 2014 (61 days) · Other
- C•••• I••••••••• S••••••• C•••• to F•••• T•••• S••••••••• I•••left Jun 4, 2007, registered Jun 12, 2007 (8 days) · Other
Signals
- ••• LockedDec 26, 2025 · Advisor changed firm · fact
- ••• LockedJul 12, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address