DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Dale Hester
Feed of 09/15/2026
At current firm
9 y
since Feb 23, 2017
In the industry
39 y
since Jan 1, 1987 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Dominion Portfolio Management, Inc. independent RIA currentsince Feb 23, 2017 · Tampa, Fl
- Summit Financial Group Inc formerSep 1, 2016 to Mar 6, 2017 · Canton, Tx
- Vsr Advisory Services formerSep 27, 2005 to Sep 1, 2016 · Canton, Tx
- Sunamerica Securities, Inc. unclassifiedNov 8, 1989 to Sep 30, 2005 · Canton, Tx
Moves
a registration end followed by a registration begin elsewhere
- Summit Financial Group Inc to Dominion Portfolio Management, Inc.left Mar 6, 2017, registered Feb 23, 2017 (-11 days) · Other · moved with a team
- Vsr Advisory Services to Summit Financial Group Incleft Sep 1, 2016, registered Sep 1, 2016 (0 days) · corporate re-registration, not a move
- Sunamerica Securities, Inc. to Vsr Advisory Servicesleft Sep 30, 2005, registered Sep 27, 2005 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address