M••••••• C••••••• T••••••

• M•• I•••••••• S•••••••• L•• BD affiliated current
  since Jan 28, 2022 · Fairfield, Ct
• P•••• S••••••••• L•• no RAUM
  May 23, 2017 to Feb 14, 2022 · Shelton, Ct
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Feb 27, 2004 to Aug 6, 2007 · Fairfield, Ct

• P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
  left Feb 14, 2022, registered Jan 28, 2022 (-17 days) · Affiliated broker-dealer or bank to another · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••• S••••••••• L••
  left Aug 6, 2007, registered May 23, 2017 (3578 days) · Other

• M••••••• C••••••• T•••••• left P•••• S••••••••• L•• for M•• I•••••••• S•••••••• L•• (registered 2022-01-28)
  Feb 14, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address