DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Anthony Durment
Feed of 09/14/2026
At current firm
17 y
since Dec 4, 2008
In the industry
36 y
since Jul 1, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Dec 4, 2008 · Glenview, Il
- Sterling Portfolio Allocation Service Inc unclassifiedApr 26, 2001 to Dec 31, 2003 · Glenview, Il
- Waterstone Financial Group, Inc. unclassifiedJul 24, 1998 to Dec 3, 2008 · Glenview, Il
Moves
a registration end followed by a registration begin elsewhere
- Waterstone Financial Group, Inc. to Sterling Portfolio Allocation Service Incleft Dec 3, 2008, registered Apr 26, 2001 (-2778 days) · Other
- Sterling Portfolio Allocation Service Inc to Ausdal Financial Partners, Inc.left Dec 31, 2003, registered Dec 4, 2008 (1800 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address