RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M••• M•••••
- M••••• C•••••• P•••••••• L•• state registered currentsince Jan 9, 2024 · Irvington, Va
- M••••• C•••••• P•••••••• L•• state registeredJan 16, 2020 to Dec 31, 2023 · Irvington, Va
- M••••• C•••••• P•••••••• L•• state registeredJan 17, 2019 to Dec 31, 2019 · Irvington, Va
- C•••• C•••••• M••••••••• I••• formerOct 21, 2013 to Aug 2, 2018 · Williamsburg, Va
- M••••• C•••••• P•••••••• L•• state registeredJul 12, 2013 to Dec 31, 2018 · Irvington, Va
- C••••••••• W••••• M••••••••• formerSep 29, 2006 to May 14, 2013 · Williamsburg, Va
- B• I••••••••• L•• unclassifiedJan 5, 2004 to Dec 20, 2005 · Williamsburg, Va
- C••••••••• W••••• M••••••••• formerFeb 24, 2003 to Sep 21, 2006 · Williamsburg, Va
- C••••••••• W••••• M••••••••• formerFeb 9, 2001 to Dec 31, 2002 · Williamsburg, Va
- M••••• C•••••• P•••••••• L•• to C•••• C•••••• M••••••••• I•••left Dec 31, 2018, registered Oct 21, 2013 (-1897 days) · Other
- C•••• C•••••• M••••••••• I••• to M••••• C•••••• P•••••••• L••left Aug 2, 2018, registered Jan 17, 2019 (168 days) · Other
- C••••••••• W••••• M••••••••• to M••••• C•••••• P•••••••• L••left May 14, 2013, registered Jul 12, 2013 (59 days) · Other
- C••••••••• W••••• M••••••••• to B• I••••••••• L••left Sep 21, 2006, registered Jan 5, 2004 (-990 days) · Other
- B• I••••••••• L•• to C••••••••• W••••• M•••••••••left Dec 20, 2005, registered Sep 29, 2006 (283 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address