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Registered advisor
J•••• P•••••• K•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jim K•••••
At current firm
5 y
since Mar 24, 2021
In the industry
34 y
since Dec 11, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 24, 2021 · Orland Park, Il
- B•• H••••• F•••••••• A•••••••• I•• formerApr 21, 2008 to Mar 24, 2021 · Orland Park, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJun 14, 2005 to Apr 18, 2008 · Streamwood, Il
- E•••••• C•••••• M••••••••• L•• formerSep 27, 2004 to Dec 10, 2004 · Chicago, Il
- E•••••• C•••••• M••••••••• L•• formerDec 11, 2000 to Sep 21, 2004 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 24, 2021, registered Mar 24, 2021 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Apr 18, 2008, registered Apr 21, 2008 (3 days) · Other
- E•••••• C•••••• M••••••••• L•• to F•••• T•••• S••••••••• I•••left Dec 10, 2004, registered Jun 14, 2005 (186 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address