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Registered advisor
G•••••• J• R•••••
Feed of 09/14/2026
Also filed as G•••••• Jesus R•••••
At current firm
12 y
since Jan 30, 2014
In the industry
36 y
since Nov 7, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jan 30, 2014 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseSep 24, 2004 to Feb 7, 2014 · Austin, Tx
- M••••• K••••• • C••••••• L•• formerAug 2, 1993 to Sep 30, 2004 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Feb 7, 2014, registered Jan 30, 2014 (-8 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• K••••• • C••••••• L•• to U•• F•••••••• S••••••• I•••left Sep 30, 2004, registered Sep 24, 2004 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address