R••••• J••• K••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Schaumburg, Il
• R•••••• J•••• • A••••••••• I••• national BD
  Mar 3, 2008 to Nov 30, 2021 · Bartlett, Il
• A• G• E•••••• • S•••• I••• unclassified
  Aug 22, 2005 to Nov 5, 2007 · Hanover Park, Il

• R•••••• J•••• • A••••••••• I••• to C••••• I••••••••• A••••••• L••
  left Nov 30, 2021, registered Jun 29, 2023 (576 days) · Affiliated broker-dealer or bank to another
• A• G• E•••••• • S•••• I••• to R•••••• J•••• • A••••••••• I•••
  left Nov 5, 2007, registered Mar 3, 2008 (119 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address