RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• M•••••• M••••
- B•••••••• I••••••••• P••••••• L•• asset manager currentsince Jul 9, 2024 · Greensboro, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 2, 2023 to Jun 19, 2024 · Denver, Co
- C•••••••• G••••• M•••••• I••• to B•••••••• I••••••••• P••••••• L••left Jun 19, 2024, registered Jul 9, 2024 (20 days) · Other
- L••••• M•••••• M•••• left C•••••••• G••••• M•••••• I••• for B•••••••• I••••••••• P••••••• L•• (registered 2024-07-09)Jun 19, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address