RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••• J••••••
- A••••• J•••••• F•••••••• P•••••••• L•• state registered currentsince Aug 11, 2014 · North Logan, Ut
- B••••• F•••••••• P•••••••• L•• state registeredJan 12, 2006 to Dec 24, 2014 · Logan, Ut
- A•••••• A••••••• S••••••• formerJun 25, 2001 to Dec 31, 2005 · Logan, Ut
- B••••• F•••••••• P•••••••• L•• to A••••• J•••••• F•••••••• P•••••••• L••left Dec 24, 2014, registered Aug 11, 2014 (-135 days) · Other
- A•••••• A••••••• S••••••• to B••••• F•••••••• P•••••••• L••left Dec 31, 2005, registered Jan 12, 2006 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 54derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address