DFX Intelligence
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Registered advisor
R•••••• J••••• B••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
At current firm
12 y
since Sep 2, 2014
In the industry
34 y
since Jun 25, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 2, 2014 · Janesville, Wi
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 7, 2004 to Sep 3, 2014 · Milwaukee, Wi
- B••• O•• S••••••••• C••••••••• unclassifiedAug 9, 2004 to Sep 13, 2004 · New Berlin, Wi
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to R••••• W• B•••• • C•• I•••••••••left Sep 3, 2014, registered Sep 2, 2014 (-1 days) · Other
- B••• O•• S••••••••• C••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Sep 13, 2004, registered Oct 7, 2004 (24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address