M••• D•••••• R••

• O••••••••• institutional current
  since Jan 1, 2025 · Gold River, Ca
• K••••• A••••••• S•••••••• L•• BD affiliated
  Apr 18, 2016 to Jul 12, 2021 · Sacramento, Ca
• N•• A•••••• S•••••••• L•• former
  Sep 26, 2006 to Sep 22, 2016 · Austin, Tx
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Sep 20, 2005 to Sep 28, 2006 · Sacramento, Ca

• K••••• A••••••• S•••••••• L•• to O•••••••••
  left Jul 12, 2021, registered Jan 1, 2025 (1269 days) · Other · moved with a team
• N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Sep 22, 2016, registered Apr 18, 2016 (-157 days) · corporate re-registration, not a move
• N••••••••• M••••• I••••••••• S••••••••• to N•• A•••••• S•••••••• L••
  left Sep 28, 2006, registered Sep 26, 2006 (-2 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Institutional managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address