RIA Intelligence

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 5, 2025 · Parsippany, Nj
• A•••••• P••••••• P•••••••• I••• BD affiliated current
  since Dec 7, 2021 · Parsippany, Nj
• A•••••• A••••••• S••••••• former
  Oct 25, 2019 to Sep 5, 2025 · Waldwick, Nj
• H••••••••• A••••••• G••••• L•• unclassified
  Oct 27, 2015 to Dec 31, 2021 · Parsippany, Nj
• H••••• F•••••••• S•••••••• I••• unclassified
  Jun 13, 2005 to Nov 30, 2017 · Fair Lawn, Nj
• 1•• G••••• A••••••• I•• former
  Apr 1, 2002 to Oct 25, 2019 · Waldwick, Nj

• A•••••• A••••••• S••••••• to A•••••• P••••••• P•••••••• I•••
  left Sep 5, 2025, registered Dec 7, 2021 (-1368 days) · channel change inside one enterprise, not a move · moved with a team
• H••••••••• A••••••• G••••• L•• to A•••••• A••••••• S•••••••
  left Dec 31, 2021, registered Oct 25, 2019 (-798 days) · Other · moved with a team
• 1•• G••••• A••••••• I•• to H••••• F•••••••• S•••••••• I•••
  left Oct 25, 2019, registered Jun 13, 2005 (-5247 days) · Other
• H••••• F•••••••• S•••••••• I••• to H••••••••• A••••••• G••••• L••
  left Nov 30, 2017, registered Oct 27, 2015 (-765 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

31derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address