RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••• T••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 17, 2025 · Red Bank, Nj
- R•• C•••••• M••••••• L•• national BDMar 16, 2007 to Oct 2, 2025 · Red Bank, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 10, 2002 to Mar 26, 2007 · Shrewsbury, Nj
- R•• C•••••• M••••••• L•• to L•• F•••••••• L••left Oct 2, 2025, registered Sep 17, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••••••• G••••• M•••••• I••• to R•• C•••••• M••••••• L••left Mar 26, 2007, registered Mar 16, 2007 (-10 days) · Other
- D•••• J••• T•••••• left R•• C•••••• M••••••• L•• for L•• F•••••••• L•• (registered 2025-09-17)Oct 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address