DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• A••••• D••••

C••••••••• A•••••••• L••state registeredDallas, Tx IA-onlyIAPD 2044442

Feed of 09/14/2026

Also filed as Ken D••••

At current firm

0 y

since Jan 1, 2026

In the industry

33 y

since Jan 20, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• A•••••••• L•• state registered current
since Jan 1, 2026 · San Diego, Ca
R•••• I••••••••• A••••••• L•• BD affiliated
Nov 26, 2013 to Apr 1, 2021 · San Diego, Ca
O••• W••••• A•••••••• I••• former
Nov 8, 2007 to Dec 31, 2013 · Dallas, Tx
F•••• C•••••• B••• unclassified
Apr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jul 21, 2000 to Nov 6, 2007 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

R•••• I••••••••• A••••••• L•• to C••••••••• A•••••••• L••
left Apr 1, 2021, registered Jan 1, 2026 (1736 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
O••• W••••• A•••••••• I••• to R•••• I••••••••• A••••••• L••
left Dec 31, 2013, registered Nov 26, 2013 (-35 days) · Other
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• B•••
left Nov 6, 2007, registered Apr 12, 2004 (-1303 days) · Other
F•••• C•••••• B••• to O••• W••••• A•••••••• I•••
left Sep 2, 2005, registered Nov 8, 2007 (797 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address