DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Aaron Burling
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Sep 1, 2026
In the industry
36 y
since Apr 9, 1990 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F L Putnam Investment Management Co. independent RIA currentsince Sep 1, 2026 · Milwaukee, Wi
- F/M Investments LLC asset managerApr 2, 2024 to Sep 2, 2026 · Washington, Dc
- Zcm formerMay 28, 2020 to May 15, 2024 · Milwaukee, Wi
- Ziegler Capital Management, LLC formerApr 8, 2013 to Jun 1, 2020 · Milwaukee, Wi
- Red Granite Advisors LLC formerJun 5, 2006 to Nov 14, 2013 · Milwaukee, Wi
- Robert W. Baird & Co. Incorporated mixed wealthSep 13, 2001 to May 9, 2006 · Milwaukee, Wi
Moves
a registration end followed by a registration begin elsewhere
- F/M Investments LLC to F L Putnam Investment Management Co.left Sep 2, 2026, registered Sep 1, 2026 (-1 days) · Other
- Zcm to F/M Investments LLCleft May 15, 2024, registered Apr 2, 2024 (-43 days) · channel change inside one enterprise, not a move · moved with a team
- Ziegler Capital Management, LLC to Zcmleft Jun 1, 2020, registered May 28, 2020 (-4 days) · channel change inside one enterprise, not a move · moved with a team
- Red Granite Advisors LLC to Ziegler Capital Management, LLCleft Nov 14, 2013, registered Apr 8, 2013 (-220 days) · Other
- Robert W. Baird & Co. Incorporated to Red Granite Advisors LLCleft May 9, 2006, registered Jun 5, 2006 (27 days) · Other
Signals
- Richard Aaron Burling left F/M Investments Llc for F L Putnam Investment Management Co. (registered 2026-09-01)Sep 2, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address