RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• R•• H•••
- L•• F•••••••• L•• BD affiliated currentsince Dec 8, 2025 · Loveland, Oh
- O•••• W•••••• I••• BD affiliatedDec 8, 2017 to Dec 12, 2025 · Loveland, Oh
- F•••• F•••••••• A•••••••• I••• state registeredAug 2, 2013 to Jan 18, 2018 · Loveland, Oh
- S••••• M•••• A••••••• formerJan 1, 2000 to Sep 17, 2013 · Cincinnati, Oh
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 12, 2025, registered Dec 8, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• F•••••••• A•••••••• I••• to O•••• W•••••• I•••left Jan 18, 2018, registered Dec 8, 2017 (-41 days) · Other
- S••••• M•••• A••••••• to F•••• F•••••••• A•••••••• I•••left Sep 17, 2013, registered Aug 2, 2013 (-46 days) · Other
- D••••• R•• H••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-12-08)Dec 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address