RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••• C•••••
- N•••••• F•••••••• G••••• I••• independent RIA currentsince Apr 7, 2005 · Davenport, Ia
- B•••• • C•••••• unclassifiedMar 7, 2003 to Apr 5, 2005 · Davenport, Ia
- L••••• S••••• S••••••••• I••• unclassifiedJun 26, 2002 to Oct 8, 2002 · Davenport, Ia
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 1999 to Jun 20, 2002 · Davenport, Ia
- B•••• • C•••••• to N•••••• F•••••••• G••••• I•••left Apr 5, 2005, registered Apr 7, 2005 (2 days) · Other
- L••••• S••••• S••••••••• I••• to B•••• • C••••••left Oct 8, 2002, registered Mar 7, 2003 (150 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L••••• S••••• S••••••••• I•••left Jun 20, 2002, registered Jun 26, 2002 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address