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Registered advisor
R•••••• M• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Sep 20, 2019
In the industry
36 y
since Jul 9, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S• W••••• A••••••• state registered currentsince Sep 20, 2019 · Oakbrook Terrace, Il
- S• W••••• A••••••• state registeredSep 20, 2019 to Dec 31, 2025 · Schaumburg, Il
- M•• F•••••••• S•••••••• I••• formerJun 1, 2006 to Dec 8, 2014 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to S• W••••• A•••••••left Dec 8, 2014, registered Sep 20, 2019 (1747 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address