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Registered advisor
M••••••• O••• G•••••••
Feed of 09/14/2026
At current firm
1 y
since Jul 10, 2025
In the industry
36 y
since May 1, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Melville, Ny
- N••• F•••••••• G••••• I••• formerJun 7, 2013 to Jul 10, 2025 · Boca Raton, Fl
- O••••••••• • C•• I••• BD affiliatedFeb 20, 2004 to Dec 7, 2005 · Hauppauge, Ny
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- O••••••••• • C•• I••• to N••• F•••••••• G••••• I•••left Dec 7, 2005, registered Jun 7, 2013 (2739 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address