DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert B Wellendorf
Feed of 09/14/2026
Also filed as Robert B II Wellendorf
At current firm
7 y
since Mar 29, 2019
In the industry
36 y
since May 21, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Executive Wealth Partners state registered currentsince Mar 29, 2019 · Omaha, Ne
- Cambridge Investment Research Advisors, Inc. BD affiliatedDec 15, 2014 to May 29, 2019 · Omaha, Ne
- Financial West Group formerOct 1, 2010 to Dec 12, 2014 · Westlake Village, Ca
- Nfp Advisor Services, LLC formerFeb 1, 2008 to Sep 13, 2010 · Omaha, Ne
- MML Investors Services, LLC BD affiliatedMay 19, 2000 to Jan 31, 2008 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Cambridge Investment Research Advisors, Inc. to Executive Wealth Partnersleft May 29, 2019, registered Mar 29, 2019 (-61 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- Financial West Group to Cambridge Investment Research Advisors, Inc.left Dec 12, 2014, registered Dec 15, 2014 (3 days) · Other
- Nfp Advisor Services, LLC to Financial West Groupleft Sep 13, 2010, registered Oct 1, 2010 (18 days) · Other
- MML Investors Services, LLC to Nfp Advisor Services, LLCleft Jan 31, 2008, registered Feb 1, 2008 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address