DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sheldon Singleton
Feed of 09/14/2026
Also filed as Sheldon Ronald Singleton
At current firm
4 y
since Sep 13, 2022
In the industry
17 y
since Aug 10, 2009 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Chicago Capital Management Advisors, LLC independent RIA currentsince Sep 13, 2022 · Irvine, Ca
- Delta Investment Management, LLC independent RIANov 1, 2018 to Aug 20, 2020 · Los Angeles, Ca
- Vfg Advisors, Inc. formerApr 25, 2018 to Dec 31, 2018 · Irvine, Ca
- Prosperity Economics Partners, LLC formerDec 12, 2016 to Jul 26, 2018 · Newport Beach, Ca
- Robotic Trading Advisors, LLC formerApr 29, 2014 to Mar 18, 2015 · Newport Beach, Ca
- Transamerica Financial Advisors, LLC BD affiliatedJan 6, 2012 to Mar 19, 2014 · Laguna Hills, Ca
- Investment Advisors International, Inc. unclassifiedSep 4, 2009 to Jan 6, 2012 · Laguna Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Delta Investment Management, LLC to Chicago Capital Management Advisors, LLCleft Aug 20, 2020, registered Sep 13, 2022 (754 days) · Other
- Vfg Advisors, Inc. to Delta Investment Management, LLCleft Dec 31, 2018, registered Nov 1, 2018 (-60 days) · Other · moved with a team
- Prosperity Economics Partners, LLC to Vfg Advisors, Inc.left Jul 26, 2018, registered Apr 25, 2018 (-92 days) · Other
- Robotic Trading Advisors, LLC to Prosperity Economics Partners, LLCleft Mar 18, 2015, registered Dec 12, 2016 (635 days) · Other
- Transamerica Financial Advisors, LLC to Robotic Trading Advisors, LLCleft Mar 19, 2014, registered Apr 29, 2014 (41 days) · Other
- Investment Advisors International, Inc. to Transamerica Financial Advisors, LLCleft Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address