J•••• C• W•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 1, 2023 · North Port, Fl
• F•••• A••••• A••••••• S•••••••• I••• former
  Jul 2, 2012 to Nov 12, 2020 · Elbert, Co
• F•••• A••••• S••••••••• I••• former
  Sep 19, 2005 to Jul 2, 2012 · Parker, Co
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Aug 12, 2003 to Sep 21, 2005 · Cambridge, Oh
• M••••• S•••••• D• I••• unclassified
  Aug 9, 1999 to Jul 15, 2003 · Canton, Oh

• F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Nov 12, 2020, registered Sep 1, 2023 (1023 days) · corporate re-registration, not a move
• F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
  left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
• R•••••• J•••• F•••••••• S•••••••• I••• to F•••• A••••• S••••••••• I•••
  left Sep 21, 2005, registered Sep 19, 2005 (-2 days) · Other
• M••••• S•••••• D• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Jul 15, 2003, registered Aug 12, 2003 (28 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address