DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Charles Homan
Feed of 09/14/2026
Also filed as Patrick C Homan
At current firm
4 y
since Jan 31, 2022
In the industry
33 y
since Feb 3, 1993 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Private Client Services, LLC BD affiliated currentsince Jan 31, 2022 · Charlotte, Nc
- The Ameriflex Group BD affiliatedApr 1, 2021 to Jan 24, 2022 · Las Vegas, Nv
- Veritat Advisors unclassifiedAug 13, 2012 to Nov 30, 2012 · Charlotte, Nc
- Nestwise LLC formerAug 7, 2012 to Oct 1, 2013 · Charlotte, Nc
- Fortigent, LLC formerMay 29, 2012 to Oct 28, 2020 · Charlotte, Nc
- LPL Financial LLC BD affiliatedAug 9, 2011 to Oct 28, 2020 · Charlotte, Nc
- Concord Equity Group Advisors, LLC formerAug 8, 2011 to Aug 2, 2012 · Charlotte, Nc
- Independent Advisers Group Corp formerFeb 15, 2011 to Dec 27, 2016 · Charlotte, Nc
- Uvest Financial Services Group, Inc. unclassifiedAug 22, 2005 to Aug 3, 2011 · Charlotte, Nc
- Uvest Financial Services Group, Inc. unclassifiedApr 7, 2004 to Apr 8, 2005 · Charlotte, Nc
- Bb&T Investment Services, Inc. formerAug 28, 2001 to Mar 8, 2004 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- The Ameriflex Group to Private Client Services, LLCleft Jan 24, 2022, registered Jan 31, 2022 (7 days) · RIA to affiliated broker-dealer or bank
- Fortigent, LLC to Nestwise LLCleft Oct 28, 2020, registered Aug 7, 2012 (-3004 days) · Other
- LPL Financial LLC to Fortigent, LLCleft Oct 28, 2020, registered May 29, 2012 (-3074 days) · Other
- Independent Advisers Group Corp to Concord Equity Group Advisors, LLCleft Dec 27, 2016, registered Aug 8, 2011 (-1968 days) · Other
- Nestwise LLC to Veritat Advisorsleft Oct 1, 2013, registered Aug 13, 2012 (-414 days) · Other
- Veritat Advisors to The Ameriflex Groupleft Nov 30, 2012, registered Apr 1, 2021 (3044 days) · Other
- Concord Equity Group Advisors, LLC to LPL Financial LLCleft Aug 2, 2012, registered Aug 9, 2011 (-359 days) · Other
- Uvest Financial Services Group, Inc. to Independent Advisers Group Corpleft Aug 3, 2011, registered Feb 15, 2011 (-169 days) · Other
- Bb&T Investment Services, Inc. to Uvest Financial Services Group, Inc.left Mar 8, 2004, registered Apr 7, 2004 (30 days) · Other
Signals
- Patrick Charles Homan left The Ameriflex Group for Private Client Services, Llc (registered 2022-01-31)Jan 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address