DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Jay Hermening
Certified Financial Planner
Feed of 09/15/2026
Also filed as Kevin Jay Hermening
At current firm
8 y
since Apr 18, 2018
In the industry
36 y
since Sep 12, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Apr 18, 2018 · Wausau, Wi
- First Allied Advisory Services, Inc. formerJan 1, 2007 to Apr 20, 2018 · Chesterfield, Mo
- Hermening Financial Group LLC formerFeb 28, 2006 to May 7, 2018 · Wausau, Wi
- Ffp Advisory Services Inc unclassifiedJun 30, 1994 to Jan 3, 2007 · Wausau, Wi
Moves
a registration end followed by a registration begin elsewhere
- Hermening Financial Group LLC to First Allied Advisory Services, Inc.left May 7, 2018, registered Jan 1, 2007 (-4144 days) · Other
- First Allied Advisory Services, Inc. to Ameriprise Financial Services, LLCleft Apr 20, 2018, registered Apr 18, 2018 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- Ffp Advisory Services Inc to Hermening Financial Group LLCleft Jan 3, 2007, registered Feb 28, 2006 (-309 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address