RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• T••••• M••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Dublin, Oh
- L•• F•••••••• L•• BD affiliatedOct 18, 1999 to Nov 23, 2010 · Hilliard, Oh
- M•••• F•••••••• P•••••••• I••• unclassifiedAug 9, 1999 to Dec 31, 2004 · Hilliard, Oh
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Nov 23, 2010, registered Mar 21, 2024 (4867 days) · Other
- M•••• F•••••••• P•••••••• I••• to L•• F•••••••• L••left Dec 31, 2004, registered Oct 18, 1999 (-1901 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address