DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• R•••••• H••••••

R•••••• J•••• • A••••••••• I•••national BDLas Vegas, Nvdual registrantIAPD 2071920

Feed of 09/14/2026

Also filed as Jim R H••••••

At current firm

1 y

since Oct 29, 2024

In the industry

18 y

since Mar 26, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Oct 29, 2024 · Las Vegas, Nv
L•• F•••••••• L•• BD affiliated
Nov 27, 2023 to Oct 25, 2024 · Las Vegas, Nv
S•••••••• I••••••••• M••••••••• former
May 1, 2017 to Mar 9, 2018 · Saint Louis, Mo
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 12, 2013 to Mar 10, 2016 · Fort Worth, Tx
T• A••••••••• I••• former
Dec 12, 2013 to Mar 10, 2016 · Westlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 26, 2008 to May 13, 2009 · Fort Worth, Tx
T• A••••••••• I••• former
Mar 26, 2008 to May 13, 2009 · Fort Worth, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Oct 25, 2024, registered Oct 29, 2024 (4 days) · Affiliated broker-dealer or bank to another
S•••••••• I••••••••• M••••••••• to L•• F•••••••• L••
left Mar 9, 2018, registered Nov 27, 2023 (2089 days) · Affiliated broker-dealer or bank to another · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to S•••••••• I••••••••• M•••••••••
left Mar 10, 2016, registered May 1, 2017 (417 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Mar 10, 2016, registered Dec 12, 2013 (-819 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left May 13, 2009, registered Dec 12, 2013 (1674 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left May 13, 2009, registered Mar 26, 2008 (-413 days) · channel change inside one enterprise, not a move

Signals

J•••• R•••••• H•••••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-10-29)
Oct 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address