T••••• M••••

• O•••• I••••••••• I••• BD affiliated current
  since Jun 5, 2024 · Brooklyn, Ny
• L•• F•••••••• L•• BD affiliated
  Jul 21, 2010 to Jun 17, 2024 · Brooklyn, Ny
• C•••• I••••••••• S••••••• C•••• former
  May 2, 2009 to Jul 13, 2010 · Brooklyn, Ny
• W••• I••••••••• I••• unclassified
  Jan 1, 2007 to May 2, 2009 · Brooklyn, Ny

• L•• F•••••••• L•• to O•••• I••••••••• I•••
  left Jun 17, 2024, registered Jun 5, 2024 (-12 days) · Affiliated broker-dealer or bank to another
• C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
  left Jul 13, 2010, registered Jul 21, 2010 (8 days) · Other
• W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move

• T••••• M•••• left L•• F•••••••• L•• for O•••• I••••••••• I••• (registered 2024-06-05)
  Jun 17, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address