RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••••• C•••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Oct 28, 2024 · Colorado Springs, Co
- I•••••••• I••••••••• I••• formerJan 17, 2007 to Nov 15, 2024 · Colorado Springs, Co
- S••••••• I••••••••• S•••••••• I••• formerJan 24, 2005 to Jun 21, 2006 · Fort Myers, Fl
- I•••••••• I••••••••• I••• to A••••• F•••••••• P•••••••• I•••left Nov 15, 2024, registered Oct 28, 2024 (-18 days) · RIA to RIA · moved with a team
- S••••••• I••••••••• S•••••••• I••• to I•••••••• I••••••••• I•••left Jun 21, 2006, registered Jan 17, 2007 (210 days) · Other
- J••• F•••••• C••• left I•••••••• I••••••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2024-10-28)Nov 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address