RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• P•••••• Q••••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 15, 2016 · Mendota Heights, Mn
- F•••••••• D••••••••• G••••• I••• formerApr 30, 2012 to Nov 1, 2024 · Maple Grove, Mn
- S••••••• I••••••••• I••• formerJan 8, 2008 to Apr 23, 2012 · Maple Grove, Mn
- F•••••••• D••••••••• G••••• I••• to O•••• W•••••• I•••left Nov 1, 2024, registered Jan 15, 2016 (-3213 days) · corporate re-registration, not a move
- S••••••• I••••••••• I••• to F•••••••• D••••••••• G••••• I•••left Apr 23, 2012, registered Apr 30, 2012 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address