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Registered advisor
S••••• C••••••••• L•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Jan 12, 2016
In the industry
35 y
since Sep 24, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• F•••••••• G•••• former currentsince Jan 12, 2016 · White Bear Lake, Mn
- C•••••• F•••••••• G•••• formerMar 24, 2009 to Nov 28, 2011 · North Oaks, Mn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 28, 2005 to Aug 25, 2005 · New Brighton, Mn
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJan 19, 2005 to Mar 28, 2005 · Forest Lake, Mn
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C•••••• F•••••••• G••••left Aug 25, 2005, registered Mar 24, 2009 (1307 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 28, 2005, registered Mar 28, 2005 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address