DFX Intelligence
RIA Intelligence
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Registered advisor
W•••••• F•••••• C•••••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Jan 1, 2026
In the industry
36 y
since Aug 24, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- D•••• C•••••• M••••••••• L•• mixed wealth currentsince Jan 1, 2026 · Red Bank, Nj
- D•••• C•••••• M••••••••• L•• mixed wealthJun 30, 2005 to Dec 31, 2009 · New York, Ny
- D•••• C•••••• M••••••••• L•• unclassifiedOct 25, 1999 to Jul 1, 2003 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- D•••• C•••••• M••••••••• L•• to D•••• C•••••• M••••••••• L••left Jul 1, 2003, registered Jun 30, 2005 (730 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address