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Registered advisor
J••• A••••• C•••••••
Feed of 09/14/2026
At current firm
10 y
since Dec 16, 2015
In the industry
35 y
since Nov 5, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Dec 16, 2015 · Chicago, Il
- C••••• S••••• S••••••••• •••• L•• formerMay 28, 2009 to Dec 22, 2015 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseApr 19, 2001 to Jun 17, 2009 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Dec 22, 2015, registered Dec 16, 2015 (-6 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C••••• S••••• S••••••••• •••• L••left Jun 17, 2009, registered May 28, 2009 (-20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address