RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• L••• C•••••••
- D••••••••• W••••• S••••••••• I••• independent RIA currentsince Oct 21, 2024 · Greenville, Sc
- C•• I••••••••• I•• independent RIAJul 7, 2016 to Oct 24, 2024 · Rochester, Mi
- N••• F•••••••• G••••• I••• formerNov 2, 2012 to Jul 5, 2016 · Troy, Mi
- C•••••••• F••••••••• I••• BD affiliatedDec 22, 2010 to Nov 6, 2012 · Birmingham, Mi
- C•• I••••••••• I•• to D••••••••• W••••• S••••••••• I•••left Oct 24, 2024, registered Oct 21, 2024 (-3 days) · RIA to RIA · moved with a team
- N••• F•••••••• G••••• I••• to C•• I••••••••• I••left Jul 5, 2016, registered Jul 7, 2016 (2 days) · Other
- C•••••••• F••••••••• I••• to N••• F•••••••• G••••• I•••left Nov 6, 2012, registered Nov 2, 2012 (-4 days) · Other
- R•••• L••• C••••••• left C•• I••••••••• I•• for D••••••••• W••••• S••••••••• I••• (registered 2024-10-21)Oct 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address