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Registered advisor
L•••• P••••••••
Feed of 09/15/2026
Also filed as L•••• Diciolla
At current firm
6 y
since Sep 4, 2020
In the industry
34 y
since Mar 13, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B•••••• L••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 4, 2020 · Chicago, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Apr 22, 2020 · Addison, Il
- C••••• I••••••••• S••••••• L•• formerDec 6, 2011 to Jan 21, 2014 · Rosemont, Il
- V••••• A•••• M••••••••• I•• unclassifiedMar 25, 2008 to Sep 3, 2009 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to B•••••• L••• A••••••• S•••••••• I•••left Apr 22, 2020, registered Sep 4, 2020 (135 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- V••••• A•••• M••••••••• I•• to C••••• I••••••••• S••••••• L••left Sep 3, 2009, registered Dec 6, 2011 (824 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address