RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• E••••• L•••••
- A••••••• W••••• M••••••••• G••••• L•• independent RIA currentsince Oct 1, 2014 · Flemington, Nj
- T•• P••••• S••••••••• asset managerMar 19, 2013 to Sep 26, 2014 · Flemington, Nj
- P••••••• W••••• M••••••••• G••••• L•• independent RIAMar 2, 2004 to Sep 26, 2014 · Pennington, Nj
- L•• F•••••••• L•• BD affiliatedApr 24, 1997 to Nov 29, 2011 · Pennington, Nj
- P••••••• W••••• M••••••••• G••••• L•• to T•• P••••• S•••••••••left Sep 26, 2014, registered Mar 19, 2013 (-556 days) · Other
- T•• P••••• S••••••••• to A••••••• W••••• M••••••••• G••••• L••left Sep 26, 2014, registered Oct 1, 2014 (5 days) · Other
- L•• F•••••••• L•• to P••••••• W••••• M••••••••• G••••• L••left Nov 29, 2011, registered Mar 2, 2004 (-2828 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address