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Registered advisor
J••••• F•••••• R••••••••
Feed of 09/14/2026
Also filed as Joe R••••••••
At current firm
16 y
since Aug 16, 2010
In the industry
41 y
since Jan 1, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Aug 16, 2010 · Egg Harbor Township, Nj
- S••••••••• A•••••• A•••••••• I••• formerJan 23, 2009 to Aug 23, 2010 · Lavista, Ne
- B••••• • Y•••• A•••••••• I••• formerJul 18, 2007 to Jan 23, 2009 · Atlantic City, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to G•• S••••••••• I•••left Aug 23, 2010, registered Aug 16, 2010 (-7 days) · Other
- B••••• • Y•••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address