DFX Intelligence
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Registered advisor
T•••••• S•••• G•••••••
Feed of 09/14/2026
At current firm
25 y
since Aug 22, 2001
In the industry
35 y
since Dec 5, 1990 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G••••••• I••••••••• G••••• I••• state registered currentsince Aug 22, 2001 · West Chester, Pa
- L•• F•••••••• L•• BD affiliatedFeb 23, 2010 to Oct 1, 2018 · West Chester, Pa
- W••••• S••••• A••••••• I•• unclassifiedFeb 2, 1996 to Jan 6, 2004 · King Of Prussia, Pa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to no registered destinationleft Oct 1, 2018 · Departure, no registered destination
- W••••• S••••• A••••••• I•• to G••••••• I••••••••• G••••• I•••left Jan 6, 2004, registered Aug 22, 2001 (-867 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address