RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•• F••••••••• L•• independent RIA currentsince Sep 18, 2024 · Norman, Ok
- A••••••• I••••••••• S••••••• formerJan 4, 2008 to Nov 9, 2012 · Ardmore, Ok
- E••••••• I••••••••• A•••••••• L•• unclassifiedOct 4, 2007 to Jul 10, 2008 · Ardmore, Ok
- A••••••• I••••••••• S••••••• to S•• F••••••••• L••left Nov 9, 2012, registered Sep 18, 2024 (4331 days) · Other
- E••••••• I••••••••• A•••••••• L•• to A••••••• I••••••••• S•••••••left Jul 10, 2008, registered Jan 4, 2008 (-188 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address