DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathan Douglas O'Steen
Feed of 09/15/2026
Also filed as Nate O'Steen
At current firm
6 y
since Jan 15, 2020
In the industry
11 y
since Feb 16, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Integrated Advisors Network LLC independent RIA currentsince Jan 15, 2020 · Asheville, Nc
- W.Wall And Company, Inc. formerNov 22, 2017 to Jan 10, 2020 · Asheville, Nc
- Aspire Private Capital independent RIAMar 29, 2017 to May 11, 2017 · Cornelius, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 19, 2015 to Oct 5, 2016 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- W.Wall And Company, Inc. to Integrated Advisors Network LLCleft Jan 10, 2020, registered Jan 15, 2020 (5 days) · Other
- Aspire Private Capital to W.Wall And Company, Inc.left May 11, 2017, registered Nov 22, 2017 (195 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Aspire Private Capitalleft Oct 5, 2016, registered Mar 29, 2017 (175 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address