RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L••• H•••••
- P•• S••••••• C•••••• M••••••••• L•• independent RIA currentsince Jan 5, 2017 · Austin, Tx
- C•••• H••••• F•••••••• G•••• formerSep 25, 2008 to Mar 31, 2017 · Austin, Tx
- S••••••••• A•••••• A•••••••• I••• formerApr 2, 2004 to Oct 6, 2008 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 9, 1990 to Dec 31, 2005 · Austin, Tx
- C•••• H••••• F•••••••• G•••• to P•• S••••••• C•••••• M••••••••• L••left Mar 31, 2017, registered Jan 5, 2017 (-85 days) · Other · moved with a team
- S••••••••• A•••••• A•••••••• I••• to C•••• H••••• F•••••••• G••••left Oct 6, 2008, registered Sep 25, 2008 (-11 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••••••••• A•••••• A•••••••• I•••left Dec 31, 2005, registered Apr 2, 2004 (-638 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address