RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• E•••• E••••
- S••••••••• A•••• I••••••••• L•• independent RIA currentsince Jan 1, 2026 · Princeton, Nj
- A••••••• R••••••• I•• mixed wealthApr 17, 2017 to Oct 16, 2018 · Chicago, Il
- M•••••• L•••• I••••••••• M••••••• L• unclassifiedMar 3, 2000 to Jun 22, 2004 · Princeton, Nj
- A••••••• R••••••• I•• to S••••••••• A•••• I••••••••• L••left Oct 16, 2018, registered Jan 1, 2026 (2634 days) · Other
- M•••••• L•••• I••••••••• M••••••• L• to A••••••• R••••••• I••left Jun 22, 2004, registered Apr 17, 2017 (4682 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address