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RIA Intelligence

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Registered advisor

E•••• C•••• G•••••

C•••••• R••••••• A••••••• L•••state registeredPortland, MeIA-onlyIAPD 2097294

Feed of 09/14/2026

Also filed as E•••• C•••• G•••••

At current firm

1 y

since Aug 18, 2025

In the industry

32 y

since Apr 15, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/eric-galvez-752405271reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

C•••••• R••••••• A••••••• L••• state registered current
since Aug 18, 2025 · Portland, Me
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 29, 2023 to Oct 24, 2024 · Portland, Me
C•••••• S••••• • C••• I••• national BD
Sep 15, 2005 to Apr 13, 2023 · Jersey City, Nj
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 20, 2004 to Jul 13, 2005 · Summit, Nj
Q•••• • R•••••• I••• unclassified
Sep 4, 2002 to Oct 20, 2004 · Ridge, Nj

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• R••••••• A••••••• L•••
left Oct 24, 2024, registered Aug 18, 2025 (298 days) · Wirehouse to a state-registered adviser
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 13, 2023, registered Mar 29, 2023 (-15 days) · Affiliated broker-dealer or bank to wirehouse
B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••
left Jul 13, 2005, registered Sep 15, 2005 (64 days) · Other
Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move

Signals

E•••• C•••• G••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for C•••••• R••••••• A••••••• L••• (registered 2025-08-18)
Oct 24, 2024 · Advisor changed firm · fact
E•••• C•••• G••••• left C•••••• S••••• • C••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-03-29)
Apr 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address