R••• F•••• M••••••••

O•••• W•••••• I•••BD affiliatedGarden City, Nydual registrantIAPD 2100448

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as R••• F• M••••••••

At current firm

1 y

since Oct 11, 2024

In the industry

35 y

since Nov 1, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Oct 11, 2024 · Garden City, Ny
A••••••• P••••••••• A•••••••• I•• former
Jul 2, 2007 to Oct 11, 2024 · Holbrook, Ny
N••••• • L•••• S••••••••• I••• unclassified
Oct 27, 1998 to Jan 28, 2003 · Garden City, Ny

Moves

a registration end followed by a registration begin elsewhere

A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
N••••• • L•••• S••••••••• I••• to A••••••• P••••••••• A•••••••• I••
left Jan 28, 2003, registered Jul 2, 2007 (1616 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address