DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••• C•••••• M•••••

D••• F••••• A••••••• G••••• L••state registeredAtlanta, GaIA-onlyIAPD 2102123

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Mar 3, 2025

In the industry

35 y

since Apr 11, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••• F••••• A••••••• G••••• L•• state registered current
since Mar 3, 2025 · Atlanta, Ga
U••••• A••••••• A•••••• independent RIA
Aug 27, 2019 to Jan 15, 2025 · Brookhaven, Ga
R••••••• H••••••• I••••••••• A•••••••• I••• former
Jul 16, 2007 to Dec 31, 2012 · Las Vegas, Nv
M••••••• C••••••• I••• unclassified
Apr 26, 2006 to Jul 13, 2007 · Atlanta, Ga
1••• C•••••• M••••••••• C•••••• unclassified
Jul 20, 2001 to May 2, 2006 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

U••••• A••••••• A•••••• to D••• F••••• A••••••• G••••• L••
left Jan 15, 2025, registered Mar 3, 2025 (47 days) · RIA to a state-registered adviser
R••••••• H••••••• I••••••••• A•••••••• I••• to U••••• A••••••• A••••••
left Dec 31, 2012, registered Aug 27, 2019 (2430 days) · Other
M••••••• C••••••• I••• to R••••••• H••••••• I••••••••• A•••••••• I•••
left Jul 13, 2007, registered Jul 16, 2007 (3 days) · Other
1••• C•••••• M••••••••• C•••••• to M••••••• C••••••• I•••
left May 2, 2006, registered Apr 26, 2006 (-6 days) · Other

Signals

Kevin Charles Mahony left United Advisors America for D.L. Fields Advisory Group, Llc (registered 2025-03-03)
Jan 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address