J•••• L• M•••• D••••

• O•••• W•••••• I••• BD affiliated current
  since Nov 3, 2023 · Greenville, De
• F•• S••••••••• C••••••••• former
  Aug 3, 2006 to Nov 3, 2023 · Greenville, De
• C•••••••• G••••• M•••••• I••• BD affiliated
  Oct 10, 2000 to Aug 10, 2006 · Stamford, Ct

• F•• S••••••••• C••••••••• to O•••• W•••••• I•••
  left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to F•• S••••••••• C•••••••••
  left Aug 10, 2006, registered Aug 3, 2006 (-7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

35derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address